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| Investor Behavior Patterns Considered As Market Misconduct |
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| The following conducts are a few examples of breaches to the Saudi Capital Market Conduct Regulations: |
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- Entering an order or orders by an investor or a group of investors before the market opens for the purpose of reaching a low or high opening price.
- Entering an order or orders by an investor or a group of investors for the purpose of affecting the price of a stock to be high or low.
- Entering an order or orders by an investor or a group of investors for the purpose of affecting the closing price to be high or low.
- Entering an order or orders by an investor or a group of investors for a Security without intending to execute the order(s).
- Entering a (Buy/Sell) order or orders by an investor or a group of investors knowing in advance that there will be corresponding orders that are matching in time and price.
- Insider Dealing.
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